Multilingual Training Hub
Building an Effective Compliance Framework
The session will focus on the core principles of AML, KYC, and CFT, including customer due diligence, risk assessment, transaction monitoring, and reporting obligations. Through case studies and collaborative exercises, participants will explore common challenges, red flags, and best practices for implementing a risk-based compliance and awareness program.
At the end of this presentation, you will be able to
- Explain the key concepts and regulatory objectives of AML, KYC, and CFT and how they work together to prevent financial crime.
- Identify money laundering and terrorist financing red flags using customer, transaction, and geographic risk indicators.
- Apply customer due diligence (CDD) and enhanced due diligence (EDD) measures using a risk-based approach.
- Understand the essential components of an AML/KYC/CFT compliance program, including governance, controls, monitoring, and reporting.
- Analyze practical case studies and group exercises to assess risks and determine appropriate compliance actions.
- Recommend practical steps to strengthen AML, KYC, and CFT awareness and implementation within their organization.
Whether you are a compliance officer, AML/KYC professional, risk manager, auditor, or senior leader, this workshop will strengthen your ability to apply AML, KYC, and CFT requirements effectively within your organization.
Nicholas Ramsey
Nicholas has over 20 years’ experience working at various organizations such as KPMG, AT&T, Microsoft, Apple, University of the West Indies (UWI), UWI-ROYTEC and Deposit Insurance Corporation (DIC) to name a few. He holds degrees include a Master’s in Information Technology from Georgia Southern University (GSU) and a Bachelor’s in Communications from Florida Memorial University (FMU) in the USA.
Additionally, Nicholas is a Certified IT Auditor (ISO 27001 Lead Auditor credential), a Member of The Institute of Internal Auditors (IIA), an Associate Member of The Business Continuity Institute (AMBCI) and possesses ITIL V3 certification.
Language Delivery – English
Language Interpretations – Spanish, Cantonese, Mandarin, Chineese, Hokkien, Hakka, Teochew, Tamil, Malay, Hindi
Western Hemisphere, Asia and India
